Elements and Performance Criteria
- Analyse client position, risks and needs
- Client's needs and objectives are obtained and confirmed
- Market and product focus of the advice to the client is determined
- Market opportunities for a client are analysed utilising appropriate analytical tools, technical analysis, fundamental analysis and quantitative methodologies
- Trading opportunities for the client are identified with justification provided as required
- Manage the organisation's legal risk on client transactions
- Execute trading strategies for client
- Entry and exit levels and conditions for the proposed strategy are determined
- Appropriate order types for executing the strategy are identified
- Appropriate money management solutions for trading strategy are established
- Ongoing advice, including adjusting trading strategy where warranted is provided to the client